Compliance Officers (private bank)

12 months contract

Responsibilities:

•        Primarily responsible for KYC and client on-boarding as well as training on this topic

•        Identify and rectify control weakness through ongoing review/monitoring of the AML/S/CFT/ABC control framework from group and local regulatory requirement perspective

•        Conduct all necessary regular reviews and surveillance on Compliance and AML/CFT/ABC controls framework, including but not limited to client acceptance, periodic review process, transaction monitoring, payment filtering & client screening clearance, timely STR filing and maintenance of register, business activities/processes, enterprise-wide risk assessment, high risk transactions reviews, etc.

•        Assisting management and Head of AML and Head of Compliance Singapore in their prime responsibility to comply with all relevant AML/S/CFT/ABC policies and procedures, from group guidance & local regulatory perspective, to ensure the local office has effective control framework with ongoing reviewing /testing programs in place

•        Prepare working papers and draft monitoring reports for review; follow up and monitor clearance of issues

•        Assist Head of AML and Head of Compliance, Singapore and the Compliance team in any other work matters such as Monitoring & Surveillance or General Advice.

•        Involvement in ad hoc special work projects as and when required

•        Assist in the preparation and submission of compliance/regulatory reports for management, regulators, auditors, etc.

•        Conduct AML/CFT training, keep up to date with implementation of new or revised regulations and update bank staff of the same

•        Assist in preparation of material for Compliance training

•        Assist in audits and inspections, and investigations where required

Competencies:

•        Basic bachelor degree

•        8-10 years of relevant experience in general compliance and financial crime compliance

•        A keen interest to learn and perform general compliance matters

•        Able to provide alternative solutions to business

•        Motivated and innovative; able to handle issues and resolve challenges in collaboration with colleagues

Salary: $7000 – $10000

Location: CBD

Working hours: office hours 5 weekdays

Please state your availability, current and expected salary in the resume.

Tel: 6233 0450

WA: 87555290

Bryan Huang (R22104680)

We regret that only shortlisted candidates will be notified.

GMP Technologies (S) Pte Ltd   |   EA Licence: 11C3793   |   Bryan Huang  |   Registration No: R22104680